Deck 8: The Law of Ethics
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Deck 8: The Law of Ethics
1
The root of ethical considerations for attorneys is in the form of rules disseminated by the
A) American Attorney Association (AAA).
B) American Bar Association (ABA).
C) National Association of Legal Attorneys (NALA).
D) National Federation for Practicing Attorneys (NFPA).
A) American Attorney Association (AAA).
B) American Bar Association (ABA).
C) National Association of Legal Attorneys (NALA).
D) National Federation for Practicing Attorneys (NFPA).
American Bar Association (ABA).
2
During the process of building an "ethical wall," what do firms typically maintain?
A) Cross-referenced index of parties
B) Cross-referenced index of relatives
C) Cross-referenced index of employees
D) Cross-referenced index of legal professionals
A) Cross-referenced index of parties
B) Cross-referenced index of relatives
C) Cross-referenced index of employees
D) Cross-referenced index of legal professionals
Cross-referenced index of parties
3
Which is an attorney not specifically ethically required to use when representing a client?
A) Reasonable joy
B) Average competence
C) Basic promptness with regard to deadlines
D) Reasonable diligence
A) Reasonable joy
B) Average competence
C) Basic promptness with regard to deadlines
D) Reasonable diligence
Reasonable joy
4
Which ethical requirement is vigorously enforced?
A) Competitiveness with opposing attorneys
B) Client confidentiality
C) Client relationships
D) Minimum client confidentiality
A) Competitiveness with opposing attorneys
B) Client confidentiality
C) Client relationships
D) Minimum client confidentiality
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5
Unlike other professions,the legal profession is based on what system?
A) Adversarial system
B) Financial system
C) Honor system
D) Trust system
A) Adversarial system
B) Financial system
C) Honor system
D) Trust system
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6
Which describes some of the most common ethical issues for attorneys,paralegals,and support staff alike?
A) Confidentiality,competence,conflict of interest
B) Accounting,confidence,zealous representation
C) Confidentiality,conflict of interest among staff,competence
D) Competence,confidentiality between staff members,accounting
A) Confidentiality,competence,conflict of interest
B) Accounting,confidence,zealous representation
C) Confidentiality,conflict of interest among staff,competence
D) Competence,confidentiality between staff members,accounting
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7
All those who are engaged in the legal profession-attorneys and paralegals-have what additional responsibility?
A) Maintain daily client contact.
B) Ignore conflicts of interest when possible.
C) Honor fiduciary trust relationships.
D) Follow the NALA laws of professional responsibility.
A) Maintain daily client contact.
B) Ignore conflicts of interest when possible.
C) Honor fiduciary trust relationships.
D) Follow the NALA laws of professional responsibility.
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8
Who is the privileged party in the attorney-client relationship?
A) Attorney
B) Attorney and client
C) Client
D) Legal support staff and attorney
A) Attorney
B) Attorney and client
C) Client
D) Legal support staff and attorney
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9
Who can waive the privileged information produced as a result of the attorney-client relationship?
A) Attorney
B) Client
C) Federal judge
D) The information cannot be waived
A) Attorney
B) Client
C) Federal judge
D) The information cannot be waived
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10
An attorney should meet one of the three essential requirements to be considered adept and must: (1)possess adequate knowledge of the subject, (2)obtain such knowledge before undertaking representation,or (3)
A) hire a paralegal with adequate knowledge of the subject.
B) defer the issue to an attorney who has adequate or current knowledge.
C) share the case with another attorney of the firm.
D) disclose to the client that the attorney is incompetent in the matter but accept it anyway.
A) hire a paralegal with adequate knowledge of the subject.
B) defer the issue to an attorney who has adequate or current knowledge.
C) share the case with another attorney of the firm.
D) disclose to the client that the attorney is incompetent in the matter but accept it anyway.
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11
Which statement describes the rule regarding circumstances in which an attorney may violate the rule of confidentiality outside the bounds of the firm?
A) There are multiple circumstances that permit this.
B) Violation of the rule is prohibited by federal statute.
C) The rule is absolute and never subject to exception.
D) The circumstances are very rare and limited.
A) There are multiple circumstances that permit this.
B) Violation of the rule is prohibited by federal statute.
C) The rule is absolute and never subject to exception.
D) The circumstances are very rare and limited.
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12
Who are required directly to conduct themselves in accordance with the ethical standards known as canons?
A) Attorneys
B) Attorneys and their clients
C) Clients
D) Criminal investigators
A) Attorneys
B) Attorneys and their clients
C) Clients
D) Criminal investigators
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13
What standards form the framework of the relationship between the legal professional and the client?
A) Judicial standards
B) Ethical standards
C) Legal standards
D) Personal standards
A) Judicial standards
B) Ethical standards
C) Legal standards
D) Personal standards
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14
Ethical standards are the accepted rules that form the framework of what type of relationship between the legal professional and their clients?
A) Fact-based
B) Fiduciary-based
C) Financially based
D) Legally based
A) Fact-based
B) Fiduciary-based
C) Financially based
D) Legally based
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15
Regarding possible conflicts of interest,how are the rules written?
A) Annually
B) Clearly
C) Vaguely
D) With specific examples
A) Annually
B) Clearly
C) Vaguely
D) With specific examples
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16
The relationship between a lawyer and client is not usually affected by
A) trust.
B) an ethical code of conduct.
C) a legal relationship.
D) a court order.
A) trust.
B) an ethical code of conduct.
C) a legal relationship.
D) a court order.
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17
The privilege of confidential communications belongs exclusively to
A) the attorney and legal support staff.
B) the attorney,client,and legal support staff.
C) the client.
D) judges and juries.
A) the attorney and legal support staff.
B) the attorney,client,and legal support staff.
C) the client.
D) judges and juries.
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18
Rules of ethical conduct were initially established within the legal profession for whom?
A) Attorneys
B) Paralegals
C) Judiciary
D) Legal clerical staff
A) Attorneys
B) Paralegals
C) Judiciary
D) Legal clerical staff
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19
Legal ethics has its roots in
A) the British legal system.
B) federal statutory law.
C) general ethical considerations.
D) the Napoleonic Code.
A) the British legal system.
B) federal statutory law.
C) general ethical considerations.
D) the Napoleonic Code.
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20
The relationship between the legal professional and the client is based on
A) the adversarial system.
B) the financial system.
C) the honor code.
D) trust.
A) the adversarial system.
B) the financial system.
C) the honor code.
D) trust.
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21
The judicial code of conduct is what governs the attorney-client relationship.
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22
Paralegal ethical codes of professional responsibility have their origins in the rules of ethical conduct by attorneys.
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23
Competent attorney representation requires adequate legal knowledge,thoroughness,and preparation reasonably necessary for the case.
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24
The established ethical considerations have had little effect on the conduct of the legal profession.
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25
All paralegals must pass a comprehensive examination that tests advanced knowledge of legal principles.
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26
If a client discloses intent to commit murder,an attorney can break the privilege of confidentiality to law-enforcement officials.
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27
Ethical considerations are confined solely to the legal profession.
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28
An alleged injured client can file a legal action for malfeasance against the attorney and any involved support staff for unethical conduct.
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29
With few exceptions,an attorney cannot disclose information relating to a client's case unless the client consents.
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30
An attorney-client communication must be made in written form for the rules of confidentiality to apply.
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