Deck 9: Building an Ethical Organization
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Deck 9: Building an Ethical Organization
1
Which of the following terms refers to the sense of normlessness and unease that results when rules lose their force.
A) powerlessness
B) drifting
C) anomie
D) despair
A) powerlessness
B) drifting
C) anomie
D) despair
C
2
We form impressions about possible careers during which stage of the socialization process?
A) encounter
B) organizational anticipatory socialization
C) vocational anticipatory socialization
D) metamorphosis
A) encounter
B) organizational anticipatory socialization
C) vocational anticipatory socialization
D) metamorphosis
C
3
______ describes how employees gradually move up the ladder of corruption during the socialization process.
A) co-option
B) incrementalism
C) compromise
D) escalation
A) co-option
B) incrementalism
C) compromise
D) escalation
B
4
Which best describes a mission statement's purpose?
A) communicates the central identity and purpose of an organization
B) communicates core values to inform organizational decision-making
C) reflects the ideals of its members
D) all of these
A) communicates the central identity and purpose of an organization
B) communicates core values to inform organizational decision-making
C) reflects the ideals of its members
D) all of these
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5
Which is NOT a characteristic of an ethically transformed organization?
A) exceeds legal requirements
B) reacts to destructive behavior
C) swiftly punishes misbehavior
D) seeks to prevent destructive behaviors
A) exceeds legal requirements
B) reacts to destructive behavior
C) swiftly punishes misbehavior
D) seeks to prevent destructive behaviors
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6
______ outline an organization's reason for being.
A) core values
B) mission statements
C) codes of ethics
D) corporate policies
A) core values
B) mission statements
C) codes of ethics
D) corporate policies
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7
At Carol's company, employees routinely talk about the ethical consequences of their decisions. This suggests that Carol is working for which kind of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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8
Erika knows the right thing to do by watching her leader Ellen. Ellen is shaping the organization's ethical culture through ______.
A) rites of passage
B) selection
C) role modeling
D) attention
A) rites of passage
B) selection
C) role modeling
D) attention
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9
Which is NOT a characteristic of ethically decoupled organizations?
A) invest little in building a positive ethical climate
B) exhibit low-level moral reasoning
C) show high concern for the organization
D) give power away
A) invest little in building a positive ethical climate
B) exhibit low-level moral reasoning
C) show high concern for the organization
D) give power away
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10
Which is NOT a formal element of ethics culture for an organization?
A) core values
B) ethics officers
C) norms
D) structure
A) core values
B) ethics officers
C) norms
D) structure
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11
According to the Ethical Climate Questionnaire, which type of climate is MOST likely to encourage immoral behavior?
A) rules
B) law and code
C) independence
D) instrumental
A) rules
B) law and code
C) independence
D) instrumental
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12
Tim knew his office culture well. The phrase "Customers first" was frequently used in conversations and people were described as "partners." Which informal element of ethics is described above?
A) language
B) norms
C) rituals
D) stories
A) language
B) norms
C) rituals
D) stories
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13
Followers pick up on ethical priorities through what leaders measure and control. This is which cultural change mechanism?
A) reactions to critical incidents
B) role modeling
C) selection
D) attention
A) reactions to critical incidents
B) role modeling
C) selection
D) attention
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14
Which type of ritual is designed to strengthen and improve the current system?
A) rite of enhancement
B) rite of renewal
C) rite of conflict resolution
D) rite of degradation
A) rite of enhancement
B) rite of renewal
C) rite of conflict resolution
D) rite of degradation
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15
Which is NOT an element of informal ethics?
A) boards of directors
B) language
C) stories
D) rituals
A) boards of directors
B) language
C) stories
D) rituals
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16
Which statement best describes "socialization"?
A) a person trying to talk with all of their colleagues
B) the process of becoming a group member
C) the process of finding your way to get hired for an ethical organization
D) the process an unethical person goes through to become ethical
A) a person trying to talk with all of their colleagues
B) the process of becoming a group member
C) the process of finding your way to get hired for an ethical organization
D) the process an unethical person goes through to become ethical
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17
An organization's core ideology is made up of ______.
A) the business plan and marketing strategy
B) core values and long-range objectives
C) core values and purpose/mission
D) code of ethics and code of conduct
A) the business plan and marketing strategy
B) core values and long-range objectives
C) core values and purpose/mission
D) code of ethics and code of conduct
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18
Which of the following is a true statement about codes of ethics?
A) guarantee moral improvement
B) have no relationship with an organization's ethical performance
C) should be part of every organization's ethical culture
D) all of these
A) guarantee moral improvement
B) have no relationship with an organization's ethical performance
C) should be part of every organization's ethical culture
D) all of these
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19
A strong culture in which norms and values are very different from the rest of society is referred to as a ______.
A) social womb
B) Deviant subculture
C) social cocoon
D) none of these
A) social womb
B) Deviant subculture
C) social cocoon
D) none of these
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20
Which type of ritual has manifest (obvious) ethical functions?
A) rites of passage
B) rites of renewal
C) rites of conflict reduction
D) rites of integration
A) rites of passage
B) rites of renewal
C) rites of conflict reduction
D) rites of integration
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21
All of the following are characteristic of effective ethics training EXCEPT ______.
A) integrated into the entire curriculum
B) presented in a lecture format
C) taps into the experiences of participants
D) focuses on ethical problems unique to the organization
A) integrated into the entire curriculum
B) presented in a lecture format
C) taps into the experiences of participants
D) focuses on ethical problems unique to the organization
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22
When it comes to ethics, what is a problem with many organizational reward systems?
A) they are too complicated
B) they reward the wrong (unethical behaviors)
C) they are too expensive
D) they focus too much on processes and not enough on results
A) they are too complicated
B) they reward the wrong (unethical behaviors)
C) they are too expensive
D) they focus too much on processes and not enough on results
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23
Which cultural element gives you the best idea of how an organization "really works"?
A) codes of ethics
B) mission statement
C) organizational histories
D) none of these
A) codes of ethics
B) mission statement
C) organizational histories
D) none of these
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24
Budgeting is a form of which type of organizational change mechanism?
A) attention
B) rewards
C) resource allocation
D) reactions to critical incidents
A) attention
B) rewards
C) resource allocation
D) reactions to critical incidents
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25
All of the following are examples of the formal socialization process EXCEPT ______.
A) an applicant visiting a company website
B) a mentor assigned to help a new employee
C) a training session for new workers
D) a supervisor explaining company policies
A) an applicant visiting a company website
B) a mentor assigned to help a new employee
C) a training session for new workers
D) a supervisor explaining company policies
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26
The ideal ethics communication systems ______.
A) send frequent ethics messages
B) use a variety of communication channels
C) allow for reflection and feedback
D) all of these
A) send frequent ethics messages
B) use a variety of communication channels
C) allow for reflection and feedback
D) all of these
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27
The resignation speech of a state governor convicted of violating the law is an example of ______.
A) a rite of passage
B) a rite of degradation
C) a rite of conflict reduction
D) a rite of integration
A) a rite of passage
B) a rite of degradation
C) a rite of conflict reduction
D) a rite of integration
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28
Marta gives orders but doesn't want to know how they are carried out, lest she be blamed for any illegal activities. She is using which strategy?
A) plausible deniability
B) blurring lines of authority
C) division of labor
D) compartmentalization
A) plausible deniability
B) blurring lines of authority
C) division of labor
D) compartmentalization
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29
Which is the MOST effective mission statement?
A) "To become the most profitable bank in the world."
B) "To grow profits by 2% each quarter."
C) "To serve local families."
D) "To put our competition out of business."
A) "To become the most profitable bank in the world."
B) "To grow profits by 2% each quarter."
C) "To serve local families."
D) "To put our competition out of business."
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30
When faced with ethical choices, members of the Main Street law firm look for guidance to state statutes as well as guidelines set forth by the state bar association. Main Street has which type of ethical climate?
A) caring
B) law and code
C) rules
D) independence
A) caring
B) law and code
C) rules
D) independence
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31
Sometimes codes of ethics are used to force members to comply with organizational rules. This reflects which metaphor?
A) code as rule book
B) code as magnifying glass
C) code as club
D) code as shield
A) code as rule book
B) code as magnifying glass
C) code as club
D) code as shield
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32
Which ethical driver lays the foundation for any ethical change effort?
A) ethical diagnosis
B) engaged leadership
C) ethics training
D) targeted socialization processes
A) ethical diagnosis
B) engaged leadership
C) ethics training
D) targeted socialization processes
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33
The ethics officer who reports to the CEO violates which principle?
A) ethics officers must have power and status
B) ethics officers should devote themselves solely to ethics duties
C) ethics officers must function independently
D) ethics officers must be sensitive to the needs of employees
A) ethics officers must have power and status
B) ethics officers should devote themselves solely to ethics duties
C) ethics officers must function independently
D) ethics officers must be sensitive to the needs of employees
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34
Climate analysis is an example of which ethical driver?
A) target socialization processes
B) ethics training
C) ethical diagnosis
D) engaged leadership
A) target socialization processes
B) ethics training
C) ethical diagnosis
D) engaged leadership
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35
To be effective, ethics officers must ______.
A) focus exclusively on their ethics duties
B) function independently
C) have high power and status
D) all of these
A) focus exclusively on their ethics duties
B) function independently
C) have high power and status
D) all of these
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36
Corporate board members must make a diligent effort when making decisions. This is called the ______.
A) duty of loyalty
B) duty of independence
C) duty of care
D) duty of commitment
A) duty of loyalty
B) duty of independence
C) duty of care
D) duty of commitment
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37
Rodrico tells his subordinates to make their quarterly financial goals by any means possible. His followers are likely to feel a sense of ______.
A) excitement
B) anomie
C) resistance to authority
D) failure
A) excitement
B) anomie
C) resistance to authority
D) failure
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38
The "ladder of corruption" operates in which immoral socialization process?
A) co-optation
B) compromise
C) incrementalism
D) collaboration
A) co-optation
B) compromise
C) incrementalism
D) collaboration
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39
Which of the following accounts for the poor performance of many corporate boards?
A) Members serve on too many boards
B) CEOS serve on each other's boards
C) Members who disagree are pressured by other board members
D) all of these
A) Members serve on too many boards
B) CEOS serve on each other's boards
C) Members who disagree are pressured by other board members
D) all of these
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40
Structure influences moral behavior in all of the following ways EXCEPT ______.
A) allocation of decision-making rights
B) creation of oral histories
C) authority relationships
D) identifying who is accountable
A) allocation of decision-making rights
B) creation of oral histories
C) authority relationships
D) identifying who is accountable
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41
How employees talk informally can inhibit ethical behavior.
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42
Which of the informal elements of ethics are widely accepted organizational standards of behavior within an organization?
A) language
B) stories
C) norms
D) rituals
A) language
B) stories
C) norms
D) rituals
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43
"To create the most durable and best pencils" is an example of which element?
A) core values
B) code of ethics
C) mission statement
D) implementation guidelines
A) core values
B) code of ethics
C) mission statement
D) implementation guidelines
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44
Pam found her coworkers had little trust in the organization and its policies regarding company ethics. This suggests that Pam is working for which kind of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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45
Ethics training is not essential for the socialization process, but can be very helpful.
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46
Ashton noticed that his company always reacted to destructive behaviors rather than sought to prevent destructive behaviors. This suggests that Ashton is working for which kind of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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47
Organizational commitment is greatest in instrumental ethical climates.
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48
If a company honors its employees as well as seeks to give power away, then it is considered to be which type of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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49
All of the following are common duties of ethics officers, EXCEPT ______.
A) creating ethics training
B) advising top management and board of directors
C) enforcing discipline processes
D) marketing materials and ethic situations so the concerns do not affect the organization
A) creating ethics training
B) advising top management and board of directors
C) enforcing discipline processes
D) marketing materials and ethic situations so the concerns do not affect the organization
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50
A CEO should also serve as the chairperson of the company's board of directors.
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51
If a company routinely chooses to tolerate misbehavior from employees rather than being proactive with bad behaviors, then it is considered which type of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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52
When changing ethical culture, choose one component to focus on.
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53
Which of the informal elements of ethics focuses on the words, talk, attitudes, and values used within an organization?
A) language
B) stories
C) norms
D) rituals
A) language
B) stories
C) norms
D) rituals
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54
Which of the informal elements of ethics focuses on narratives of the organization to provide meaning, values, and desired behavior?
A) language
B) stories
C) norms
D) rituals
A) language
B) stories
C) norms
D) rituals
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55
Which of the informal elements of ethics focuses on repeated organizational dramas to effectively communication organizational ethics?
A) language
B) stories
C) norms
D) rituals
A) language
B) stories
C) norms
D) rituals
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56
When an ethical code acts like a mirror, it confirms whether or not a behavior is acceptable.
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57
Norms generally exert more influence over behavior than formal rules and policies.
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58
Ethically transformed organizations focus primarily on complying to legal requirements.
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59
Mark's company was always proactive to anticipate changes with their ethical environment. This suggests that Mark is working for which kind of organization?
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
A) ethically decoupled
B) ethically transformed
C) missional
D) insular
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60
Once ethics training is implemented, an organization does not need to worry about ongoing ethics violations within the organization.
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61
Outline suggestions for dealing with stories that encourage unethical behavior.
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62
Why is it important to take a systematic approach to changing ethical culture?
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63
In ethically ______ organizations, ethical considerations are disconnected from most organizational decisions.
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64
______ are repeated organizational dramas.
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65
According to the ______ Act, CEOS must personally attest to accuracy of financial statements.
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66
______ are widely accepted standards of behavior that reveal how an organization "really works."
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67
______ play a significant role in promoting systematic ethical change.
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68
A(n) ______ outlines an organization's reason for being.
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69
Define integrity-based board governance.
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70
Why are empowered employees more likely to make ethical decisions?
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71
______ is the central identity or character of an organization.
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72
List six areas typically addressed by codes of ethics.
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73
Explain how organizational structure can encourage unethical behavior.
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74
What advice would you give a new organizational board member?
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75
Name and explain the types of ethical climates.
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76
Core values are guiding principles which should reflect what an organization is about.
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77
Explain the negative impacts of anomie.
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78
An organizational story consists of a narrative and its ______.
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