Deck 19: Powers and Functions of Administrative Agencies
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Deck 19: Powers and Functions of Administrative Agencies
1
Final administrative rules have binding legal effect unless the courts later overturn them.
True
2
Informal agency actions are exempt from the Administrative Procedure Act's requirements.
True
3
Independent regulatory agencies include the cabinet departments of the executive branch.
False
4
The period for persons to comment on a proposed administrative rule must be at least thirty days.
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5
Final administrative rules do not have binding legal effect unless the courts later declare them to be binding.
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6
Administrative agencies cannot make legislative rules,or substantive rules,that are as legally binding as laws that the Congress passes.
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7
An administrative agency can issue a guidance document to advise the public on the agency's legal and policy position.
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8
Interpretive rules simply declare policy and do not affect legal rights or obligations.
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9
A party seeking court review of an administrative action must first exhaust all of his or her administrative remedies before seeking court review.
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10
By delegating some of its authority to make and implement laws,Congress violates the U.S.Constitution.
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11
State regulation,when not preempted,may cover many of the same activities as federal regulation.
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12
Unlike those who violate statutes,violators of agency rules are not punished.
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13
Like statutory law,administrative law is created by legislatures.
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14
Federal executive agencies are outside the federal executive departments.
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15
There is a precise definition of what makes an administrative rule arbitrary and capricious.
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16
Only experts can submit comments on a proposed administrative rule.
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17
A party can challenge an administrative regulation as so irrational as to be arbitrary and capricious.
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18
Federal administrative agencies can regulate beyond the powers granted by enabling legislation.
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19
Under the exhaustion doctrine,a party must feel "exhausted" about an administrative action or regulation to challenge it in court.
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20
Rulemaking-the formulation of new administrative regulations-is a major function of Congress,not administrative agencies.
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21
Frequently,disputes over violations of administrative rules are resolved through informal adjudication proceedings.
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22
An administrative adjudicatory hearing does not have to meet the constitutional standards of due process.
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23
If a business firm refuses to comply with an agency's request to inspect facilities or business records,the agency must defer to the refusal.
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24
Persons who favor the creation of a National Biotech Agency to regulate the production of genetically altered agricultural products should concentrate their lobbying efforts on
A)Congress.
B)federal administrative agencies that oversee agricultural products.
C)the United States Supreme Court.
D)the president of the United States.
A)Congress.
B)federal administrative agencies that oversee agricultural products.
C)the United States Supreme Court.
D)the president of the United States.
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25
If the meaning of a statute's language is unclear and an agency interprets it,a court must follow the interpretation as long as it is reasonable.
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26
Independent regulatory agencies such as the Federal Trade Commission are
A)not part of the government's executive branch.
B)outside the major departments of the government's executive branch.
C)subagencies of executive agencies.
D)subject to more executive authority than executive agencies.
A)not part of the government's executive branch.
B)outside the major departments of the government's executive branch.
C)subagencies of executive agencies.
D)subject to more executive authority than executive agencies.
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27
Congress leaves it to the Bureau of Prisons to oversee the promulgation of detailed regulations in areas under the agency's jurisdiction.This is
A)divine right.
B)the delegation of legislative powers.
C)gap-filling power.
D)unconstitutional conduct.
A)divine right.
B)the delegation of legislative powers.
C)gap-filling power.
D)unconstitutional conduct.
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28
Every portion of every meeting of a federal administrative agency does not have to be open to public observation.
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29
The public must be provided with adequate advance notice of scheduled federal administrative agency meetings and agendas.
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30
National Ladder Company is subject to regulations issued by the Occupational Safety and Health Administration (OSHA).Like other federal administrative agencies,the OSHA was created by
A)Congress,through enabling legislation.
B)the Federal Trade Commission,through the rulemaking process.
C)the president,through an executive order.
D)the U.S.Department of Labor,through a final order.
A)Congress,through enabling legislation.
B)the Federal Trade Commission,through the rulemaking process.
C)the president,through an executive order.
D)the U.S.Department of Labor,through a final order.
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31
Administrative agencies generally exercise substantial discretion over the type of hearing procedures that they use.
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32
In most instances,an agency is not required to obtain a search warrant before a physical search for evidence is conducted.
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33
All federal government agencies must make their records available electronically on the Internet.
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34
Often,an administrative agency enforces it own rules.
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35
An agency must conduct a regulatory flexibility analysis whenever a new regulation will have an impact on a "small number of substantial entities."
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36
The federal government must disclose certain records to any person or entity on written request only if there is a rational reason for the request.
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37
Seafood Restaurant Company pays income and other taxes collected by the Internal Revenue Service (IRS).Like other federal administrative agencies,the IRS was created by
A)Congress,through enabling legislation.
B)the courts,through the adjudicatory process.
C)the U.S.Constitution,through the First Amendment.
D)the U.S.Department of the Treasury,through a final order.
A)Congress,through enabling legislation.
B)the courts,through the adjudicatory process.
C)the U.S.Constitution,through the First Amendment.
D)the U.S.Department of the Treasury,through a final order.
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38
Federal agencies must consider ways to reduce the economic impact of new regulations on small businesses.
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39
If the meaning of a statute's language is unclear and an agency interprets it,a court must overturn the interpretation.
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40
Administrative agencies can conduct warrantless searches in some situations.
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41
To notify the public of a proposed rule,the Food Safety and Inspection Service,like other federal agencies,publishes the proposal in
A)the news media.
B)a trade journal available to members of the industry.
C)the Federal Register.
D)an office memo that employees are free to take home.
A)the news media.
B)a trade journal available to members of the industry.
C)the Federal Register.
D)an office memo that employees are free to take home.
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42
Before adopting new regulations to govern Internet-based phone services,the Federal Communications Commission may not
A)hold hearings to acquire facts pertinent to the proposed rules.
B)ignore the Administrative Procedure Act to streamline proceedings.
C)order manufacturers to provide certain documents.
D)solicit testimony from interest groups and consumers.
A)hold hearings to acquire facts pertinent to the proposed rules.
B)ignore the Administrative Procedure Act to streamline proceedings.
C)order manufacturers to provide certain documents.
D)solicit testimony from interest groups and consumers.
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43
The U.S.Citizenship and Immigration Service issues a rule.Like the rules of other federal administrative agencies,this rule is compiled in
A)the Administrative Register of the Federal Government.
B)the Code of Federal Regulations.
C)the Federal Rules of Civil Procedure.
D)the United States Code.
A)the Administrative Register of the Federal Government.
B)the Code of Federal Regulations.
C)the Federal Rules of Civil Procedure.
D)the United States Code.
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44
The Nuclear Regulatory Commission (NRC)files a complaint against General Construction Corporation (GCC).GCC may want to settle the dispute,before formal adjudicatory proceedings begin,to avoid
A)appearing uncooperative.
B)eliminating the need for additional proceedings.
C)rectifying the problem to the NRC's satisfaction.
D)saving the expense of formal proceedings and later appeals.
A)appearing uncooperative.
B)eliminating the need for additional proceedings.
C)rectifying the problem to the NRC's satisfaction.
D)saving the expense of formal proceedings and later appeals.
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45
The Federal Aviation Administration uses notice-and-comment rulemaking.The final rule in such a proceeding is sometimes referred to as
A)a legislative rule.
B)an interpretive rule.
C)an adjudicatory order.
D)an executive edict.
A)a legislative rule.
B)an interpretive rule.
C)an adjudicatory order.
D)an executive edict.
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46
The U.S.Fish and Wildlife Service utilizes notice-and-comment rulemaking.This involves a period during which
A)judges,legislators,and the president are asked about a proposed rule.
B)potential violators of a proposed rule are notified and publicized.
C)the administrators "notice" a problem and "comment" on it.
D)the public is asked to comment on a proposed rule.
A)judges,legislators,and the president are asked about a proposed rule.
B)potential violators of a proposed rule are notified and publicized.
C)the administrators "notice" a problem and "comment" on it.
D)the public is asked to comment on a proposed rule.
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47
Plastix Produx Company is subject to a decision by the Consumer Product Safety Commission.Opposed to the decision,Plastix Produx wants a court to review it.First,however,the firm must use all of the potential administrative remedies.This is
A)an actual controversy at issue.
B)standing to sue.
C)the exhaustion doctrine.
D)the ripeness doctrine.
A)an actual controversy at issue.
B)standing to sue.
C)the exhaustion doctrine.
D)the ripeness doctrine.
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48
The functions of the Social Security Administration,like those of other administrative agencies,include
A)adjudication.
B)declaration.
C)enunciation.
D)pronunciation.
A)adjudication.
B)declaration.
C)enunciation.
D)pronunciation.
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49
Truck Transport Company is subject to a decision by the National Labor Relations Board.Truck Transport appeals the decision,arguing that it is arbitrary and capricious.This could mean that the decision
A)followed a consideration of legally appropriate factors.
B)justifiably changed the agency's prior policy.
C)was accompanied by a rational explanation.
D)was plainly contrary to the evidence.
A)followed a consideration of legally appropriate factors.
B)justifiably changed the agency's prior policy.
C)was accompanied by a rational explanation.
D)was plainly contrary to the evidence.
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50
Executive control over the Federal Communications Commission,and other agencies,may be exercised through a presidential veto of
A)Congress's modifications of the agency's authority.
B)the agency's final rules.
C)the agency's final orders.
D)none of the choices.
A)Congress's modifications of the agency's authority.
B)the agency's final rules.
C)the agency's final orders.
D)none of the choices.
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51
Pure Water Company is subject to a decision by the Environmental Protection Agency.Pure Water appeals the decision,arguing that it is arbitrary and capricious.This could mean that the decision
A)changed the agency's prior policy without justification.
B)followed a consideration of all relevant factors.
C)was accompanied by a rational explanation.
D)was plainly warranted by the evidence.
A)changed the agency's prior policy without justification.
B)followed a consideration of all relevant factors.
C)was accompanied by a rational explanation.
D)was plainly warranted by the evidence.
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52
The Consumer Product Safety Commission (CPSC)wants Monster Toy Company to produce certain records for review.To obtain the records,the CPSC will issue
A)an order for specific performance.
B)a rule for parol evidence.
C)a formal complaint.
D)a subpoena.
A)an order for specific performance.
B)a rule for parol evidence.
C)a formal complaint.
D)a subpoena.
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53
Caleb is a witness in a controversy involving the U.S.Drug Enforcement Administration.Caleb can be compelled to appear before an administrative law judge if he is served with
A)an order for specific performance.
B)a rule for parol evidence.
C)a subpoena.
D)a politely worded request.
A)an order for specific performance.
B)a rule for parol evidence.
C)a subpoena.
D)a politely worded request.
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54
The Merit Systems Protection Board issues a rule.Like other administrative agencies' "legislative rules," this rule is as
A)binding as a law passed by Congress.
B)persuasive as an expert's opinion.
C)suggestive as a newspaper's editorial.
D)unenforceable as a salesperson's puffery.
A)binding as a law passed by Congress.
B)persuasive as an expert's opinion.
C)suggestive as a newspaper's editorial.
D)unenforceable as a salesperson's puffery.
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55
The Internal Revenue Service (IRS)wants to seize certain documents of Monetary Propriety,Inc.Whether it is permissible for the IRS to request or seize the documents depends on whether the documents are
A)incriminating.
B)relevant.
C)technical.
D)valuable.
A)incriminating.
B)relevant.
C)technical.
D)valuable.
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56
The Securities and Exchange Commission decides to create a new rule relating to the dissemination of material nonpublic information through corporate Web sites.The first step is
A)compile the rule with others in the Code of Federal Regulations.
B)conduct an on-site inspection.
C)publish a notice of the proposed rulemaking.
D)solicit public comment.
A)compile the rule with others in the Code of Federal Regulations.
B)conduct an on-site inspection.
C)publish a notice of the proposed rulemaking.
D)solicit public comment.
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57
The U.S.Patent and Trademark Office (USPTO)wants to review certain records of Verity Corporation.The USPTO can legitimately gain access to the records through
A)agency coercion.
B)infiltrating Verity's computers without the firm's knowledge.
C)public comment.
D)Verity's consent.
A)agency coercion.
B)infiltrating Verity's computers without the firm's knowledge.
C)public comment.
D)Verity's consent.
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58
In reviewing the actions of the U.S.Office of Nuclear Energy and other agencies,the courts
A)are usually reluctant to review questions of fact.
B)rarely defer to the technical expertise of administrative agencies.
C)often rule on the merits of policy determinations.
D)never defer to an agency's interpretation of law.
A)are usually reluctant to review questions of fact.
B)rarely defer to the technical expertise of administrative agencies.
C)often rule on the merits of policy determinations.
D)never defer to an agency's interpretation of law.
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59
The Food and Drug Administration (FDA)is investigating reports that Caplets Pharmaceutical Corporation is putting potentially harmful additives in Doze,a new pain-relief medication.The FDA's demands for particular documents from Caplets
A)must be specific and adequately describe the material being sought.
B)must be non-specific so an incriminating item is not overlooked.
C)must be general so as to force an uncooperative party's compliance.
D)may,but need not,be specific because the FDA is a federal agency.
A)must be specific and adequately describe the material being sought.
B)must be non-specific so an incriminating item is not overlooked.
C)must be general so as to force an uncooperative party's compliance.
D)may,but need not,be specific because the FDA is a federal agency.
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60
After notice-and-comment rulemaking,the U.S.Bureau of Land Management (BLM)issues a new rule and applies it to Clearcut Timber Company.Clearcut appeals the application to a federal court.The court will most likely defer to the BLM's interpretation of
A)the facts and the law.
B)the agency's authority.
C)procedural requirements.
D)the Constitution.
A)the facts and the law.
B)the agency's authority.
C)procedural requirements.
D)the Constitution.
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61
The U.S.Social Security Administration is a federal agency.The Iowa Department of Social Services is a parallel state agency.If these agencies' actions conflict
A)the federal agency's actions will prevail.
B)the state agency's actions will prevail.
C)the two agencies' actions will be given equal weight.
D)the two agencies' actions will cancel each other.
A)the federal agency's actions will prevail.
B)the state agency's actions will prevail.
C)the two agencies' actions will be given equal weight.
D)the two agencies' actions will cancel each other.
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62
The U.S.Mine Safety Administration conducts searches of certain businesses.This agency and other administrative agencies can conduct warrantless searches in
A)all industries.
B)highly regulated industries.
C)no industries.
D)newly regulated industries only.
A)all industries.
B)highly regulated industries.
C)no industries.
D)newly regulated industries only.
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63
Nursing Home Care Company is charged with violating a rule of the Social Security Administration.Most likely,Nursing Home Care will be required to appear at a hearing presided over by
A)a federal appellate court judge.
B)a federal district court judge.
C)an administrative law judge.
D)a U.S Marshal.
A)a federal appellate court judge.
B)a federal district court judge.
C)an administrative law judge.
D)a U.S Marshal.
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64
Guard Personnel Company is charged with using hiring practices that do not meet requirements set by the Transportation Safety Administration (TSA).The administrative law judge orders Guard to comply with the TSA's regulations.Guard may
A)appeal to the commission that governs the TSA.
B)appeal to Congress,which created the TSA.
C)appeal to a different,separate agency.
D)ignore the order.
A)appeal to the commission that governs the TSA.
B)appeal to Congress,which created the TSA.
C)appeal to a different,separate agency.
D)ignore the order.
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65
A failure of the Federal Bureau of Investigation to comply with a request under the Freedom of Information Act (FOIA)may be challenged in
A)a federal district court.
B)a hearing before the U.S.Freedom of Information Agency.
C)a meeting with Congress's FOIA subcommittee.
D)a special conference with the president of the United States.
A)a federal district court.
B)a hearing before the U.S.Freedom of Information Agency.
C)a meeting with Congress's FOIA subcommittee.
D)a special conference with the president of the United States.
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66
Grapple Market Share Corporation would like to know what information federal agencies have about Grapple's operations,so that the firm will know what its competitors may be able to learn about it.Can Grapple require the agencies to disclose whatever information they may have concerning it If so,how should the firm make its request What federal law applies Is any information exempt
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67
Labor Recruiters,Inc.,has been ordered to appear at a hearing before an administrative law judge of the National Labor Relations Board.A significant difference between a trial and an administrative hearing is that
A)attorneys are not allowed to attend administrative hearings.
B)clients are not allowed to communicate with their attorneys dur?ing adminis?trative hearings.
C)hearsay can be introduced as evidence in an administrative hearing.
D)the burden of proof is on the charged party to prove innocence.
A)attorneys are not allowed to attend administrative hearings.
B)clients are not allowed to communicate with their attorneys dur?ing adminis?trative hearings.
C)hearsay can be introduced as evidence in an administrative hearing.
D)the burden of proof is on the charged party to prove innocence.
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68
Administrative agencies-like the Securities and Exchange Commission,the Federal Trade Commission,and the Food and Drug Administration-make rules.What are the two basic types of rules called,and how binding are they What must an administrative rule NOT do
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69
Von seeks information about Wes and other well-known businesspersons under the Freedom of Information Act.To obtain the information,Von must
A)agree not to reveal any trade secrets.
B)reasonably describe the information.
C)get a court order.
D)have Wes's and the others' permission.
A)agree not to reveal any trade secrets.
B)reasonably describe the information.
C)get a court order.
D)have Wes's and the others' permission.
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70
The Regulatory Flexibility Act has helped reduce record-keeping burdens for Hometown Gas Company and other small business firms in the area of
A)accounting practices.
B)asset acquisition.
C)hazardous waste management.
D)tax reporting.
A)accounting practices.
B)asset acquisition.
C)hazardous waste management.
D)tax reporting.
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71
With some exceptions,every portion of every meeting of the Federal Reserve System Board of Governors and other federal administrative agencies must be open to public observation under
A)no federal or state law.
B)the Freedom of Information Act.
C)the Government-in-the-Sunshine Act.
D)the Public Accountability Act.
A)no federal or state law.
B)the Freedom of Information Act.
C)the Government-in-the-Sunshine Act.
D)the Public Accountability Act.
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72
The Federal Emergency Management Agency (FEMA)discovers that Goodnuff Trailers,Inc.,is violating a FEMA regulation.If this situation is resolved like most such disputes,the outcome will be
A)a negotiated settlement.
B)a trial and a fine.
C)a trial and an appeal to a higher authority.
D)a trial and the dissolution of the business.
A)a negotiated settlement.
B)a trial and a fine.
C)a trial and an appeal to a higher authority.
D)a trial and the dissolution of the business.
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