Deck 10: Financial Instruments, Institutions, and Regulations in Indias Securities Market

Question 1

"D vs. P" system for government securities market means

A)Delivery and payment settlement
B)Dividend and principal settlement
C)Dollar and Pound settlement
D)Delaying and postponement

Answer 1

Delivery and payment settlement

Question 2

Non banking financial institutions (NBFIs) are registered under

A)RBI Act
B)Banking Regulation Act
C)Companies Act
D)SEBI Act

Answer 2

Companies Act

Question 3

According to IFRS, the term financial asset includes

A)Cash or Cash equivalent
B)Equity shares
C)Contractual right to receive cash
D)All the above

Answer 3

All the above

Question 4

Which of the following is /are example of primary or direct financial instrument

A)Fixed deposit receipt
B)Insurance policies
C)Mutual fund Unit
D)Debentures

Question 5

Which of the following is /are example of Secondary or indirect financial instrument

A)Equity shares
B)Preference shares
C)Post office saving deposit
D)Bonds

Question 6

A Non Banking Financial Institution

A)Can accept demand deposit
B)Can issue cheques to customers
C)Cannot accept fixed deposit
D)Cannot accept demand deposit and cannot issue cheques

Question 7

Kerala State Financial Enterprises ltd (KSFE) is an example of

A)Banking institution
B)Investment institution
C)NBFI
D)State level development banks

Question 8

UTI, LIC etc are examples of

A)Banking institution
B)Investment institution
C)NBFI
D)Development banks

Question 9

SFC is an example of

A)Banking institution
B)Investment institution
C)NBFI
D)Development Institution

Question 10

Which of the following is /are not regulatory institutions

A)RBI
B)SEBI
C)IRDA
D)IFCI

Question 11

Which of the following is not a negotiable instrument?

A)ADR
B)GDR
C)FDR
D)IDR

Question 12

'Follow on Public Offer' is also known as

A)Further public offer
B)Seasoned public offer
C)Subsequent public offer
D)All of these

Question 13

In ---------------- , insurable interest is enough at the time of loss

A)Fire insurance
B)Life insurance
C)Burglary insurance
D)Marine insurance

Question 14

_______ is a financial service which pooling risks of people

A)Mutual fund
B)Venture capital
C)insurance
D)all of these

Question 15

"Native Stock and Share Brokers Association" is the old name of............

A)SEBI
B)NSE
C)BSE
D)NASDAQ