Deck 3: Strategy and Tactics of Integrative Negotiation
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Deck 3: Strategy and Tactics of Integrative Negotiation
1
Research has shown that when brainstormers work at the process for a long period of time, the best ideas are most likely to surface during the ____________ part of the activity.
latter
2
Integrative negotiation requires negotiators to accept both their own and the other's attitudes, interests and desires as ____________.
valid
3
Effective ____________ exchange promotes the development of good integrative solutions.
information
4
Those wishing to achieve integrative results find that they must manage the ____________ and ____________ of the negotiation in order to gain the willing cooperation and commitment of the other party.
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5
_________ interests are related to how the negotiations unfold.
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6
____________ ____________occurs in integrative negotiation when one party is allowed to obtain his/her objectives and then "pays off" the other person for accommodating his/her interests.
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7
The ____________ step is often the most difficult step in the integrative negotiation process.
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8
Those who do not share a belief that they can work together in an integrative negotiation are less willing to invest the time and energy in the potential payoffs of a collaborative relationship and are more likely to assume a ____________ or ____________ approach to conflict.
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9
Integrative negotiation solutions should be judged on two major criteria: how ____________ they are, and how ____________ they will be to those who have to implement them.
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10
For positive problem solving to occur, both parties must be committed to stating the problem in ____________ terms.
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11
Although the conflict may appear initially to be win-lose to the parties, ____________ and ____________ ____________ will usually suggest win-win alternatives.
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12
A ____________ goal is one in which both parties work toward a common end but one that benefits each party differently.
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13
Successful ____________ requires a fundamental reformulation of the problem such that the parties are no longer squabbling over their positions; instead, they are disclosing sufficient information to discover their interests and needs and then inventing options that will satisfy both parties' needs.
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14
Problem definition should specify what ____________ must be overcome for the goal to be attained.
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15
Successful integrative negotiation requires that the negotiators search for solutions that meet the ____________ and ____________ of both (all) sides.
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16
As a problem is defined jointly, it should accurately reflect both parties' ____________ and ____________.
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17
In an integrative negotiation, negotiators must be ____________ about their primary interests and needs, but ____________about the manner in which these interests and needs are met through solutions.
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18
The integrative negotiation process cannot work unless negotiators avoid ____________ ____________ until they have fully defined the problem and examined all the possible alternative solutions.
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19
The strategy of ____________ is effective not only in inventing options, but also as a mechanism to combine options into negotiated packages.
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20
In integrative negotiation, ____________ are measured by the degree to which they meet both negotiators' goals.
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21
What approach can parties use to generate alternative solutions by redefining the problem or problem set?
A) brainstorming
B) logrolling
C) surveys
D) nonspecific compensation
E) None of the above approaches can be used to redefine the problem.
A) brainstorming
B) logrolling
C) surveys
D) nonspecific compensation
E) None of the above approaches can be used to redefine the problem.
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22
Substantive interests
A) are the interests that relate to the focal issues under negotiation.
B) are related to the way we settle the dispute.
C) mean that one or both parties value their relationship with each other and do not want to take actions that will damage the relationship.
D) regard what is fair, what is right, what is acceptable, what is ethical, or what has been done in the past and should be done in the future.
E) All of the above relate to substantive interests.
A) are the interests that relate to the focal issues under negotiation.
B) are related to the way we settle the dispute.
C) mean that one or both parties value their relationship with each other and do not want to take actions that will damage the relationship.
D) regard what is fair, what is right, what is acceptable, what is ethical, or what has been done in the past and should be done in the future.
E) All of the above relate to substantive interests.
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23
In brainstorming
A) individuals work in a large group to select a single optimal solution.
B) all solutions are judged and critiqued as they are recorded, and a weighted-average percentage is assigned to each solution.
C) parties are urged to be spontaneous and even impractical.
D) the success of the approach depends on the item-by-item evaluation and critique of the solutions as presented.
E) None of the above is a part of the brainstorming process.
A) individuals work in a large group to select a single optimal solution.
B) all solutions are judged and critiqued as they are recorded, and a weighted-average percentage is assigned to each solution.
C) parties are urged to be spontaneous and even impractical.
D) the success of the approach depends on the item-by-item evaluation and critique of the solutions as presented.
E) None of the above is a part of the brainstorming process.
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24
In which major step of the integrative negotiation process of identifying and defining the problem would you likely find that if the problem is complex and multifaceted the parties may not even be able to agree on a statement of the problem?
A) define the problem in a way that is mutually acceptable to both sides.
B) state the problem with an eye toward practicality and comprehensiveness.
C) state the problem as a goal and identify the obstacles to attaining this goal.
D) depersonalizing the problem.
E) separate the problem definition from the search for solutions.
A) define the problem in a way that is mutually acceptable to both sides.
B) state the problem with an eye toward practicality and comprehensiveness.
C) state the problem as a goal and identify the obstacles to attaining this goal.
D) depersonalizing the problem.
E) separate the problem definition from the search for solutions.
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25
Even cooperatively motivated negotiators have less trust, exchange less information about preferences and priorities, and achieve agreements of lower joint profit when they can ____________ the other party than when they do not have this capability.
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26
When confronted with complex problems, or a large number of alternative options, which of the following steps is necessary?
A) broaden the range of solution options
B) evaluate solutions on the basis of quality, standards, and acceptability
C) decide on criteria while evaluating options
D) maintain a focus on the influence of tangibles in selecting options
E) All of the above steps should be used when confronted with complex problems.
A) broaden the range of solution options
B) evaluate solutions on the basis of quality, standards, and acceptability
C) decide on criteria while evaluating options
D) maintain a focus on the influence of tangibles in selecting options
E) All of the above steps should be used when confronted with complex problems.
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27
Successful logrolling requires
A) that the parties establish more than one issue in conflict and then agree to trade off among these issues so one party achieves a highly preferred outcome on the first issue and the other person achieves a highly preferred outcome on the second issue.
B) no additional information about the other party than his/her interests, and assumes that simply enlarging the resources will solve the problem.
C) that one party is allowed to obtain his/her objectives and he/she then "pays off" the other party for accommodating his/her interests.
D) a fundamental reformulation of the problem such that the parties are disclosing sufficient information to discover their interests and needs and then inventing options that will satisfy both parties' needs.
E) Successful logrolling requires all of the above.
A) that the parties establish more than one issue in conflict and then agree to trade off among these issues so one party achieves a highly preferred outcome on the first issue and the other person achieves a highly preferred outcome on the second issue.
B) no additional information about the other party than his/her interests, and assumes that simply enlarging the resources will solve the problem.
C) that one party is allowed to obtain his/her objectives and he/she then "pays off" the other party for accommodating his/her interests.
D) a fundamental reformulation of the problem such that the parties are disclosing sufficient information to discover their interests and needs and then inventing options that will satisfy both parties' needs.
E) Successful logrolling requires all of the above.
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28
When people trust each other, they are more likely to share _____________ and to _____________ accurately their needs, positions, and the facts of the situation.
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29
Which of the following is not an element of integrative negotiations?
A) a focus on commonalties
B) an attempt to address positions
C) a required exchange of information and ideas
D) the use of objective criteria for standards of performance
E) All of the above are elements of integrative negotiations.
A) a focus on commonalties
B) an attempt to address positions
C) a required exchange of information and ideas
D) the use of objective criteria for standards of performance
E) All of the above are elements of integrative negotiations.
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30
An interest is instrumental if
A) the parties value it because it helps them derive other outcomes in the future.
B) the parties value the interest in and of itself.
C) it relates to "tangible issues" or the focal issues under negotiation.
D) the relationship is valued for both its existence and for the pleasure that sustaining the relationship creates.
E) All of the above relate to instrumental interests.
A) the parties value it because it helps them derive other outcomes in the future.
B) the parties value the interest in and of itself.
C) it relates to "tangible issues" or the focal issues under negotiation.
D) the relationship is valued for both its existence and for the pleasure that sustaining the relationship creates.
E) All of the above relate to instrumental interests.
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31
In nonspecific compensation
A) resources are added in such a way that both sides can achieve their objectives.
B) one party achieves his/her objectives and the other's costs are minimized if he/she agrees to go along.
C) the parties are able to invent new options that meet each sides' needs.
D) one person is allowed to obtain his/her objectives and "pay off" the other person for accommodating his interests.
E) All of the above are related to nonspecific compensation.
A) resources are added in such a way that both sides can achieve their objectives.
B) one party achieves his/her objectives and the other's costs are minimized if he/she agrees to go along.
C) the parties are able to invent new options that meet each sides' needs.
D) one person is allowed to obtain his/her objectives and "pay off" the other person for accommodating his interests.
E) All of the above are related to nonspecific compensation.
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32
What questions can be asked to facilitate nonspecific compensation?
A) What are the other party's goals and values?
B) How can both parties get what they are demanding?
C) What issues are of higher and lower priority to me?
D) What risks and costs does my proposal create for the other?
E) None of the above can be used to facilitate nonspecific compensation.
A) What are the other party's goals and values?
B) How can both parties get what they are demanding?
C) What issues are of higher and lower priority to me?
D) What risks and costs does my proposal create for the other?
E) None of the above can be used to facilitate nonspecific compensation.
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33
When there are strong negative feelings or when one or more parties are inclined to dominate, negotiators may create ____________, ____________ procedures for communication.
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34
Which of the following statements about interests is true?
A) There is only one type of interest in a dispute.
B) Parties are always in agreement about the type of interests at stake.
C) Interests are often based in more deeply rooted human needs or values.
D) Interests do not change during the course of an integrative negotiation.
E) All of the above statements about interests are true.
A) There is only one type of interest in a dispute.
B) Parties are always in agreement about the type of interests at stake.
C) Interests are often based in more deeply rooted human needs or values.
D) Interests do not change during the course of an integrative negotiation.
E) All of the above statements about interests are true.
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35
Which of the following processes is central to achieving almost all integrative agreements?
A) moderating the free flow of information to ensure that each party's position is accurately stated
B) exchanging information about each party's position on key issues
C) emphasizing the commonalties between the parties
D) searching for solutions that maximize the substantive outcome for both parties
E) All of the above processes are central to achieving integrative agreements.
A) moderating the free flow of information to ensure that each party's position is accurately stated
B) exchanging information about each party's position on key issues
C) emphasizing the commonalties between the parties
D) searching for solutions that maximize the substantive outcome for both parties
E) All of the above processes are central to achieving integrative agreements.
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36
"What are the other's real underlying interests and needs?" is a question that can facilitate the _____________ process.
A) expanding the pie
B) logrolling
C) nonspecific compensation
D) bridging
E) The question should not be used with any of the above processes.
A) expanding the pie
B) logrolling
C) nonspecific compensation
D) bridging
E) The question should not be used with any of the above processes.
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37
People who are interdependent but do not trust each other will act ____________ or ____________.
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38
For integrative negotiation to succeed, the parties must be motivated to ____________ rather than to compete.
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39
When identifying options in an integrative negotiation, solutions are usually attained through:
A) hard work
B) information exchange
C) focusing on interests rather than positions
D) firm flexibility
E) Solutions are attained by using all of the above.
A) hard work
B) information exchange
C) focusing on interests rather than positions
D) firm flexibility
E) Solutions are attained by using all of the above.
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40
Which of the following is a major step in the integrative negotiation process?
A) identifying and defining the problem
B) understanding the problem and bringing interests and needs to the surface
C) generating alternative solutions to the problem
D) choosing a specific solution
E) All of the above are major steps in the integrative negotiation process.
A) identifying and defining the problem
B) understanding the problem and bringing interests and needs to the surface
C) generating alternative solutions to the problem
D) choosing a specific solution
E) All of the above are major steps in the integrative negotiation process.
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41
Identify and define the four types of interests.
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42
Which of the following is not necessary for integrative negotiation to succeed?
A) Each party should be as interested in the objectives and problems of the other as each is in his/her own-each must assume responsibility for the other's needs and outcomes as well as for his/her own.
B) The parties must be committed to a goal that benefits both of them rather than to pursuing only their own ends.
C) The parties must be willing to adopt interpersonal styles that are more congenial than combative, more open and trusting than evasive and defensive, more flexible (but firm) than stubborn (but yielding).
D) Needs have to be made explicit, similarities have to be identified, and differences have to be recognized and accepted.
E) All of the above are essential for integrative negotiation to succeed.
A) Each party should be as interested in the objectives and problems of the other as each is in his/her own-each must assume responsibility for the other's needs and outcomes as well as for his/her own.
B) The parties must be committed to a goal that benefits both of them rather than to pursuing only their own ends.
C) The parties must be willing to adopt interpersonal styles that are more congenial than combative, more open and trusting than evasive and defensive, more flexible (but firm) than stubborn (but yielding).
D) Needs have to be made explicit, similarities have to be identified, and differences have to be recognized and accepted.
E) All of the above are essential for integrative negotiation to succeed.
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43
Why might it be beneficial for parties in an integrative negotiation to know and share BATNAs?
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44
In their search for solutions that meet the objectives and needs of both sides, negotiators must be firm but flexible about what?
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45
How can personal preferences get in the way of integrative negotiations?
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46
When people do not trust each other they are more than likely to engage in which of the following behaviors?
A) promoting collaboration
B) communicating accurately
C) positional bargaining
D) committing to a joint solution
E) none of the above
A) promoting collaboration
B) communicating accurately
C) positional bargaining
D) committing to a joint solution
E) none of the above
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47
Integrative negotiation fails because
A) negotiators fail to perceive the integrative potential of the negotiating problem.
B) of distributive assumptions about the negotiation problem.
C) of the mixed-motive nature of the issues.
D) of the negotiator's previous relationship with one another.
E) All of the above are reasons why integrative negotiations fail.
A) negotiators fail to perceive the integrative potential of the negotiating problem.
B) of distributive assumptions about the negotiation problem.
C) of the mixed-motive nature of the issues.
D) of the negotiator's previous relationship with one another.
E) All of the above are reasons why integrative negotiations fail.
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48
A common goal is one in which
A) all parties share the result equally
B) the parties work toward a common end but benefit differently
C) all parties work together to achieve some output that will be shared
D) individuals with different personal goals agree to combine them in a collective effort.
E) All of the above are characteristics of a common goal.
A) all parties share the result equally
B) the parties work toward a common end but benefit differently
C) all parties work together to achieve some output that will be shared
D) individuals with different personal goals agree to combine them in a collective effort.
E) All of the above are characteristics of a common goal.
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49
What elements must a negotiation contain to be characterized as "integrative?"
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50
Which of the following factors does not contribute to the development of trust between negotiators?
A) We are more likely to trust someone we perceive as similar to us or as holding a positive attitude toward us.
B) We often mistrust people who are dependent upon us because we are in a position to help or hurt them.
C) We are more likely to trust people who initiate cooperative, trusting behavior.
D) We are more likely to trust negotiators who make concessions.
E) All of the above contribute to the development of trust between negotiators.
A) We are more likely to trust someone we perceive as similar to us or as holding a positive attitude toward us.
B) We often mistrust people who are dependent upon us because we are in a position to help or hurt them.
C) We are more likely to trust people who initiate cooperative, trusting behavior.
D) We are more likely to trust negotiators who make concessions.
E) All of the above contribute to the development of trust between negotiators.
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51
A joint goal is one in which
A) all parties share the result equally.
B) the parties work toward a common end but benefit differently.
C) individuals with different personal goals agree to combine them in a collective effort.
D) all parties work together to achieve some output that will be shared.
E) All of the above are characteristics of a common goal.
A) all parties share the result equally.
B) the parties work toward a common end but benefit differently.
C) individuals with different personal goals agree to combine them in a collective effort.
D) all parties work together to achieve some output that will be shared.
E) All of the above are characteristics of a common goal.
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52
What are the four major steps in the integrative negotiation process?
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53
What two approaches can be used to generate alternative solutions?
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54
How should the problem statement be constructed?
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55
What is the benefit of bringing different interests to the surface?
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56
When formal channels of communication break down, negotiators are permitted to finding alternatives and can use which of the following?
A) conversations over coffee breaks
B) separate meetings between chief negotiators outside of the formal sessions
C) off-the-record contacts between key subordinates
D) all of the above
E) none of the above
A) conversations over coffee breaks
B) separate meetings between chief negotiators outside of the formal sessions
C) off-the-record contacts between key subordinates
D) all of the above
E) none of the above
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57
Which of the following is a major characteristic of a pre-settlement settlement?
A) The settlement results in a firm, legally binding written agreement between the parties.
B) It occurs in advance of the parties undertaking a full-scale negotiation.
C) The parties intend that the agreement will be replaced by a more clearly delineated long-term agreement which is to be negotiated.
D) It resolves only a subset of the issues on which the parties disagree, and may simply establish a framework within which the more comprehensive agreement can be defined and delineated.
E) All of the above are characteristics of a pre-settlement settlement.
A) The settlement results in a firm, legally binding written agreement between the parties.
B) It occurs in advance of the parties undertaking a full-scale negotiation.
C) The parties intend that the agreement will be replaced by a more clearly delineated long-term agreement which is to be negotiated.
D) It resolves only a subset of the issues on which the parties disagree, and may simply establish a framework within which the more comprehensive agreement can be defined and delineated.
E) All of the above are characteristics of a pre-settlement settlement.
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58
Define interests.
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59
Which guideline should be used in evaluating options and reaching a consensus?
A) keep the range of solution options as wide as possible
B) evaluate the solutions on the basis of speed and expediency
C) keep detailed records throughout the discussion and evaluation process
D) be alert to the influence of intangibles in selecting options
E) None of the above should be used in the evaluation process.
A) keep the range of solution options as wide as possible
B) evaluate the solutions on the basis of speed and expediency
C) keep detailed records throughout the discussion and evaluation process
D) be alert to the influence of intangibles in selecting options
E) None of the above should be used in the evaluation process.
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60
Which of the following 5-step processes has been used successfully in a collective bargaining situation?
A) commitment, explanation, validation, prioritization, negotiation
B) commitment, exploration, verification, prioritization, negotiation
C) collaboration, explanation, validation, prioritization, negotiation
D) collaboration, exploration, verification, prioritization, negotiation
E) None of the above processes have been used in collective bargaining.
A) commitment, explanation, validation, prioritization, negotiation
B) commitment, exploration, verification, prioritization, negotiation
C) collaboration, explanation, validation, prioritization, negotiation
D) collaboration, exploration, verification, prioritization, negotiation
E) None of the above processes have been used in collective bargaining.
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61
What rules should be observed to facilitate successful brainstorming?
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62
What is a disadvantage to brainstorming over surveys?
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63
What are the potential pitfalls of voting on final agreements or packages?
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64
Define pre-settlement settlements.
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65
What tactics can be used to communicate firm flexibility to an opponent?
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66
What approaches to logrolling can be particularly helpful in the "evaluation and selection of alternatives" phase of integrative negotiation?
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67
Define "bridging."
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68
Define integrative negotiation.
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69
What are the preconditions necessary for the integrative negotiation process?
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70
Define "nonspecific compensation."
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71
What guidelines should be used in evaluating options and reaching a consensus?
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72
What is the primary reason negotiators do not pursue integrative agreements?
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73
Why is analogical learning an especially powerful way to learn about integrative negotiation?
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74
How can motivation and commitment to problem solving be enhanced?
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75
Why should criteria be decided in advance of evaluating options?
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k this deck