Deck 2: Ethics and Professional Responsibility in a Technology Age
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Deck 2: Ethics and Professional Responsibility in a Technology Age
1
Ethics are:
A) laws that all must follow
B) an individual's sense of right and wrong.
C) minimally accepted standards of conduct within a profession.
D) all of the above
A) laws that all must follow
B) an individual's sense of right and wrong.
C) minimally accepted standards of conduct within a profession.
D) all of the above
C
2
The term that refers to a person authorized to act on behalf of another is:
A) principal
B) juror
C) agent
D) bespoke
A) principal
B) juror
C) agent
D) bespoke
C
3
The concept that in the legal field,any information with regard to a client,learned from whatever sources,is to be kept in confidence by the legal team.
A) VoIP
B) Confidentiality
C) Online Collaboration
D) Remote Access
A) VoIP
B) Confidentiality
C) Online Collaboration
D) Remote Access
B
4
Which of the following is not one of the three traditional views involving the inadvertent disclosure of documents:
A) automatic waiver
B) seldom waiver
C) balancing test
D) no waiver
A) automatic waiver
B) seldom waiver
C) balancing test
D) no waiver
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5
Lawyers should use their best skills in presenting a case,but avoid destruction or tampering with evidence.Which ethical rule is this?
A) fairness to opposing party/counsel
B) conflict of interest
C) duty to supervise
D) competency
A) fairness to opposing party/counsel
B) conflict of interest
C) duty to supervise
D) competency
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6
Ethics are enforced by:
A) the highest court of the jurisdiction in which the attorney practices.
B) the police of the jurisdiction in which the attorney practices
C) the state bar association of the jurisdiction in which the attorney practices
D) the governor of the jurisdiction in which the attorney practices.
A) the highest court of the jurisdiction in which the attorney practices.
B) the police of the jurisdiction in which the attorney practices
C) the state bar association of the jurisdiction in which the attorney practices
D) the governor of the jurisdiction in which the attorney practices.
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7
The ethical obligation to not mislead the court or opposing counsel with false statements of law or facts is:
A) competence
B) confidentiality
C) conflict of interest
D) candor.
A) competence
B) confidentiality
C) conflict of interest
D) candor.
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8
The self-defense exception:
A) allows the attorney to waive the attorney-client privilege.
B) allows the client to waive the attorney-client privilege.
C) does not apply to the attorney-client privilege.
D) none of the above
A) allows the attorney to waive the attorney-client privilege.
B) allows the client to waive the attorney-client privilege.
C) does not apply to the attorney-client privilege.
D) none of the above
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9
In a completely virtual law practice,
A) all communication is electronic through the Internet or by telephone
B) the lawyer and client may never actually meet face-to-face
C) the practitioner may never enter a traditional law office
D) all of the above
A) all communication is electronic through the Internet or by telephone
B) the lawyer and client may never actually meet face-to-face
C) the practitioner may never enter a traditional law office
D) all of the above
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10
The ethical duty of competence requires:
A) loyalty to the client
B) advocating a legal position to the court.
C) preventing the disclosure of confidential communications.
D) the legal knowledge, skill, thoroughness, and preparation reasonably necessary for representation
A) loyalty to the client
B) advocating a legal position to the court.
C) preventing the disclosure of confidential communications.
D) the legal knowledge, skill, thoroughness, and preparation reasonably necessary for representation
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11
Documents prepared for internal investigations and audits:
A) are protected based on client confidentiality.
B) are not protected by client confidentiality.
C) are not protected by the work product doctrine.
D) are protected based on the work product doctrine.
A) are protected based on client confidentiality.
B) are not protected by client confidentiality.
C) are not protected by the work product doctrine.
D) are protected based on the work product doctrine.
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12
Which of the following prevents the disclosure of confidential information as evidence:
A) conflict of interest
B) claim of privilege
C) duty of candor
D) duty of fairness
A) conflict of interest
B) claim of privilege
C) duty of candor
D) duty of fairness
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13
Who must follow the rules of ethical behavior in the legal profession:
A) lawyers only
B) information technologists only
C) paralegals only
D) every member of the legal team
A) lawyers only
B) information technologists only
C) paralegals only
D) every member of the legal team
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14
Documents prepared in the normal operation of the client's business that are given to the legal team:
A) are not protected by the work product doctrine.
B) are not protected by client confidentiality.
C) are protected based on work product doctrine.
D) are protected based on client confidentiality.
A) are not protected by the work product doctrine.
B) are not protected by client confidentiality.
C) are protected based on work product doctrine.
D) are protected based on client confidentiality.
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15
Ethics are the minimally accepted standards of conduct in a profession.For lawyers,ethics are determined by state law,which is primarily based on the following:
A) The Model Rules of Professional Conduct
B) The Federal Rules of Evidence
C) The Federal Rules of Judicial Conduct
D) The Federal Rules of Civil Procedure
A) The Model Rules of Professional Conduct
B) The Federal Rules of Evidence
C) The Federal Rules of Judicial Conduct
D) The Federal Rules of Civil Procedure
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16
The person responsible for ensuring compliance with ethical rules is:
A) the fiduciary.
B) the agent
C) the supervising attorney
D) the technology staff
A) the fiduciary.
B) the agent
C) the supervising attorney
D) the technology staff
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17
Which of the following is NOT one of the recognized privileges under the rules?
A) police officer-accused
B) participants in settlement negotiations
C) priest-penitent
D) attorney-client
A) police officer-accused
B) participants in settlement negotiations
C) priest-penitent
D) attorney-client
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18
Ethical guidelines require lawyers to provide competent representation.In the technology age,lawyers need to be able to communicate with clients:
A) about how electronic documents are created
B) the sources of electronic documents
C) the methods used to retrieve the documents
D) all of the above
A) about how electronic documents are created
B) the sources of electronic documents
C) the methods used to retrieve the documents
D) all of the above
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19
Confidentiality,the ethical obligation to keep client information confidential,is founded on the belief that:
A) attorneys can give the client 100% assurance of a not guilty or not liable verdict.
B) clients should be able to tell their attorneys everything about their case, so proper legal advice can be given.
C) clients have the right to remain silent.
D) clients often forget to tell their attorney all about their case.
A) attorneys can give the client 100% assurance of a not guilty or not liable verdict.
B) clients should be able to tell their attorneys everything about their case, so proper legal advice can be given.
C) clients have the right to remain silent.
D) clients often forget to tell their attorney all about their case.
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20
Which of the following is true?
A) Confidentiality is an ethical obligation; privilege is a rule of evidence.
B) Confidentiality is a rule of evidence; privilege is a rule of evidence.
C) Confidentiality is an ethical obligation; privilege is an ethical obligation.
D) Confidentiality is a rule of evidence; privilege is an ethical obligation.
A) Confidentiality is an ethical obligation; privilege is a rule of evidence.
B) Confidentiality is a rule of evidence; privilege is a rule of evidence.
C) Confidentiality is an ethical obligation; privilege is an ethical obligation.
D) Confidentiality is a rule of evidence; privilege is an ethical obligation.
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21
The work product doctrine provides a limited protection for material prepared by the attorney,or those working for the attorney,in anticipation of litigation or for trial.
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22
Agents of lawyers are not covered by the attorney client privilege
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23
________ to the client is the essence of Rule 1.7,Conflict of Interest,of the ABA Model Rules of Professional Conduct.
A) Attention
B) Listening
C) Devotion
D) Loyalty
A) Attention
B) Listening
C) Devotion
D) Loyalty
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24
Many nonlawyer members of the legal team may not be familiar with what ethical obligations they have and how the ethics rules are to be followed and enforced.
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25
The basis of the rule of confidentiality is the belief that a person cannot be loyal to two
clients.
clients.
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26
The supervising attorney will suffer any sanctions that result from a failure of the members of the legal team to follow and enforce the ethical rules.
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27
Automatic waiver is a doctrine that looks at several factors when faced with an inadvertent disclosure of documents,including: (1)the nature of the methods taken to protect the information; (2)the efforts made to correct the error; (3)the extent of the disclosure; and (4)fairness.
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28
The basis of the conflict of interest rule is the belief that a person cannot be _________ to two clients.
A) Providing Payment
B) Listening
C) Delegating
D) Loyal
A) Providing Payment
B) Listening
C) Delegating
D) Loyal
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29
The conflict of interest doctrine requires that an attorney not mislead the court or opposing counsel with false statements of law or facts that the lawyer knows to be false.
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30
Another phrase used to describe a virtual law practice is:
A) E-Lawyering
B) Trusts and Estates
C) Domestic Relations
D) Civil Litigation
A) E-Lawyering
B) Trusts and Estates
C) Domestic Relations
D) Civil Litigation
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31
Lawyers,paralegals,other members of the legal team,and the members of the technology support team must learn each other's language because understanding such differences in terminology is essential to working together effectively and meeting the needs of clients.
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32
Inadvertent disclosure of confidential information:
A) is admissible in court.
B) may be admissible in court depending on the rule adopted in the jurisdiction.
C) is inadmissible if the attorney promptly tries to retrieve it.
D) is not admissible in court.
A) is admissible in court.
B) may be admissible in court depending on the rule adopted in the jurisdiction.
C) is inadmissible if the attorney promptly tries to retrieve it.
D) is not admissible in court.
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33
The legal team must competently research and present the current statutory and case law,even when the most current version is not favorable to the position taken.
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34
A lawyer can still represent a client when the attorney has a financial interest in the subject matter of the case.
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35
The use of the Internet and other forms of electronic communication do not change the rules regarding the unauthorized practice of law.
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36
Competent representation means providing the legal knowledge,skill,thoroughness,and preparation reasonably necessary for the representation of a client.
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37
"Virtual law office" or "e-lawyering" are terms used to describe a law practice that exists online,as opposed to the traditional "storefront" law office.
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38
The quantity of documents is decreasing in litigation.
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39
The ethical duty of fairness is violated if in a criminal case if a prosecutor does not turn over exculpatory evidence that might show a defendant is innocent.
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40
In a completely virtual law practice,the lawyer and client may never actually meet face-to face; all communication is electronic through the Internet or by telephone.
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41
Jim Cassidy was a new paralegal at a small litigation firm.He was unfamiliar with the computer system used to record important deadlines.Jim's supervising attorney,Jack Parsons,over an hour in detail about her case.However,the following week Jane called Jack and told him she had decided to hire a different attorney to handle the matter.Bob Schnagle called Jack to make an appointment to discuss the dispute and possible representation.Can Jack accept the case on behalf of Bob? Explain your reasoning based on the relevant ethical rules.
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42
The ethical obligation to keep client information ______________ is founded on the belief that clients should be able to tell their attorneys everything about their case so that the attorneys can give proper legal advice to their client.
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43
All communication between the client and the lawyer for the purpose of obtaining legal
advice is protected by the _________________.
advice is protected by the _________________.
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44
Under the Model Rules of Professional Conduct,the _________________has the obligation to supervise all who work on the case for him or her,including their ethical conduct.
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45
The ethical rule of ________ to opposing parties and counsel is an attempt to ensure that justice is done even if one's client loses the case.
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46
In a completely _______________,the lawyer and client may never actually meet face-to face; all communication is electronic through the Internet or by telephone.
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47
The basis of the _______________ rule is the belief that a person cannot be loyal to two clients.
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48
The efficient administration of justice requires lawyers to engage _________ such as legal assistants,accountants,and other experts,to assist in the vigorous representation of the client.
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49
The admissibility of inadvertently disclosed documents may hinge on the steps the firm takes before and after the disclosure.
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50
The_________________ provides a limited protection for material prepared by the attorney,or those working for the attorney,in anticipation of litigation or for trial.
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51
_____________ requires that an attorney not mislead the court or opposing counsel with false statements of law or facts that the lawyer knows to be false.
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52
________ codes or rules typically set forth the minimum in ethical behavior-the very least each professional should do.
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53
Under the fundamentals of agency law,the principal and the agent have a fiduciary relationship to each other.
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54
_____________ or "e-lawyering" are terms used to describe a law practice that exists online,as opposed to the traditional "storefront" law office.
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55
Privilege is an ethical obligation.Confidentiality is a rule of evidence.
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56
The ____________________ is a doctrine that looks at several factors when faced with an inadvertent disclosure of documents,including: (1)the nature of the methods taken to protect the information; (2)the efforts made to correct the error; (3)the extent of the disclosure; and (4)fairness.
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57
The work product doctrine does not cover documents prepared in the normal operation of the client's business.
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58
While confidentiality is an ethical obligation________ is a rule of evidence.
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59
Explain whether paralegals are expected to comply with the rules of professional conduct?
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60
Explain the potential consequences of an inadvertent disclosure of confidential information.
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61
Would documents created by the client during the ordinary course of business and transmitted to the attorney be protected under a claim of privilege?
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62
Describe some of the unique ethical challenges that arise from a virtual law office:
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63
Why is the attorney-client privilege extended to others working for the attorney?
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