Exam 2: ACI Dealing Certificate-Part B

Supervisors would generally consider interest rate risk exposure in the banking book excessive beginning at what level of losses given a +1- 200 bps market rate movement?

(Multiple Choice)

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Question 381

What does the Model Code say concerning repos and stock-lending?

(Multiple Choice)

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Question 382

Principals are allowed to:

(Multiple Choice)

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Question 383

When may a broker assume a deal is closed?

(Multiple Choice)

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Question 384

Which of the following is not an officially published settlement or reference rate?

(Multiple Choice)

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Question 385

When is a broker allowed to assume a deal is closed:

(Multiple Choice)

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Question 386

What rates should a panel bank contribute to the EURIBOR fixings?

(Multiple Choice)

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Question 387

Forward points represent:

(Multiple Choice)

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Question 388

Which of the following statements is true?

(Multiple Choice)

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Question 389

If I say that I have "bought and sold" EUR/USD in an FX swap, what have I done?

(Multiple Choice)

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Question 390

Which one of the following statements is true?

(Multiple Choice)

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Question 391

What is the risk of dealing through an agent with an unknown principal?

(Multiple Choice)

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Question 392

What rate should be used if the settlement date in a foreign exchange transaction is no longer a "good" date?

(Multiple Choice)

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Question 393

Which Greek letter is used to describe the ratio of change in the option price compared with change in the price of the underlying instrument, when all other conditions are fixed?

(Multiple Choice)

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Question 394

Which of the following does the Model Code mention with regards to recording telephone conversations?

(Multiple Choice)

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Question 395

You quote your customer EUR/USD 1.3070-73, However they need the rate quoted in EUR per USD. What do you quote?

(Multiple Choice)

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Question 396

Under Basel III rules the meaning of RSF is:

(Multiple Choice)

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Question 397

The torward points are calculated from:

(Multiple Choice)

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Question 398

The delta of an 'at-the-money' long put option is:

(Multiple Choice)

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Question 399

Which one of the following statements is incorrect under Basel III?

(Multiple Choice)

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Question 400

Showing 381 - 400 of 620

Supervisors would generally consider interest rate risk exposure in the banking book excessive beginning at what level of losses given a +1- 200 bps market rate movement?

What does the Model Code say concerning repos and stock-lending?

Principals are allowed to:

When may a broker assume a deal is closed?

Which of the following is not an officially published settlement or reference rate?

When is a broker allowed to assume a deal is closed:

What rates should a panel bank contribute to the EURIBOR fixings?

Forward points represent:

Which of the following statements is true?

If I say that I have "bought and sold" EUR/USD in an FX swap, what have I done?

Which one of the following statements is true?

What is the risk of dealing through an agent with an unknown principal?

What rate should be used if the settlement date in a foreign exchange transaction is no longer a "good" date?

Which Greek letter is used to describe the ratio of change in the option price compared with change in the price of the underlying instrument, when all other conditions are fixed?

Which of the following does the Model Code mention with regards to recording telephone conversations?

You quote your customer EUR/USD 1.3070-73, However they need the rate quoted in EUR per USD. What do you quote?

Under Basel III rules the meaning of RSF is:

The torward points are calculated from:

The delta of an 'at-the-money' long put option is:

Which one of the following statements is incorrect under Basel III?

ACI Dealing Certificate-Part A

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