Exam 11: Understanding the Link Between Savers, Borrowers, and Investors: Exploring Financial Markets and Stock Exchange Functions

Jaykant is holding hundred shares of a company. He has been given a privilege offer to subscribe to a new issue of shares of the same company in proportion of 2:1 to the number of shares already possessed by him. Identify the method of floatation being described in the above case.

Who issues a treasury bill?

Stock Exchange works as a mechanism for valuation of securities through the forces of demand and supply. Identify the related function of performed by the stock exchanges.

SEBI has relaxed investment rules for which funds?

PK Enterprises Limited has sold an entire lot of 5,00,000 equity shares @ ?9 each to Prosperous Bank Private Limited. The bank in turn will offer the shares to general public for subscription @ ?11 per share. Identify the method of floatation being described in the given lines.

When is a trade confirmation slip issued to the investor?

_________ is a market for lending & borrowing of short term funds.

___________ is a type of investment vehicle consisting of a portfolio of stocks, bonds, or other securities.

Which of the following statements is not true with regard to stock exchange?

__________ is the organisations, institutions that provide long term funds.

SEBI has constituted a committee under TK Viswanathan for ________.

The mandatory detail that an investor has to provide to the broker at the time of opening a demat account is

Which of the following are the instruments of money market?

SEBI has allowed celebs to endorse which products?

After the trade has been executed, the broker issues a Contract Note to the investor within

It is a legally enforceable document which is issued by a stock broker within 24 hours of the execution of a trade order.

SEBI announced plans to tighten regulations for which type of trading?

On this day, the exchange will deliver the share or make payment to the other broker,

Which of the following participants represent capital market?

It serves as an intermediary between the investor and the depository who is authorised to maintain the accounts of dematerialised shares.