Exam 3: Investment Information and Securities Transactions

The Value Line Investment Survey includes which of the following reports? I.Selection and Opinion II.The Outlook III.Ratings and Reports IV.Summary and Index

Bond yields are

Regulation FD requires simultaneous disclosure of critical information simultaneously to investment professionals and the general public with the exception of

Which one of the following can be considered a negative aspect of on-line investing?

An odd-lot trade involves a trade

The Dow Jones Industrial Average (DJIA)consists of 30 stocks whose price behavior

McDonald's stock is now selling for $57 per share.Kim wants to buy 100 shares but only if she can do so at $55 or less.She should place a(n)

Which one of the following indexes is the most comprehensive measure of financial market performance?

Descriptive information might include estimates of future demand for a company's products and future stock prices.

If you have a problem with an on-line trade, you should immediately email your complaint to the broker.

Which of the following designations does not have formal education and testing requirements.

Holding securities in street name

The basic function of stockbrokers is to execute client orders at the best possible price.

If the market moves rapidly, an on-line trader may experience difficulty placing a trade.

Many day traders are also margin traders.

Subscription letters are

Placing your trades with a discount broker can save you as much as 80% of the commission charged by a full-service broker.

Investors are protected from market losses by the SIPC insurance offered by some full-service brokers.

A person can become a Certified Financial Planner merely by filling out an application and paying an annual fee.

Which one of the following is NOT published by the US Government?