Multiple Choice
Which of the following would NOT be exempt from registration under the 1933 Securities Act?
A) An offering restricted to the residents of the state in which the issuing company is organized and doing business
B) An offering of state securities
C) An offering of limited partnership interests
D) A private offering to sophisticated investors who will not redistribute them
Correct Answer:
Verified
Correct Answer:
Verified
Q67: The profits realized for violation of Rule
Q68: A registration statement requires all of the
Q69: All fifty states have enacted identical statutes
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Q73: The 1933 Act imposes only civil,not criminal,sanctions
Q74: The 1934 Act applies only to stock
Q75: Which of the following is TRUE regarding
Q76: The Reform Act provides a safe harbor
Q77: The 1934 Securities Exchange Act requires registration