Multiple Choice
Which of the following policy measures required the SEC to prevent issuers of asset-backed securities from choosing the credit-rating agencies that will give them the highest rating and supported earlier initiatives by the SEC?
A) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
B) Sarbanes-Oxley Act of 2002.
C) Global Legal Settlement of 2002.
D) Gramm-Leach-Bliley Act of 1999.
E) Riegle-Neal Act of 1994.
Correct Answer:
Verified
Correct Answer:
Verified
Q3: Under the Sarbanes-Oxley Act of 2002,the provision
Q4: Evidence suggests that the market _ take
Q13: Under the Global Legal Settlement of 2002,the
Q18: Reputational rents refer to<br>A)the profit earned by
Q23: Evidence suggests that credit-rating agencies _ exploited
Q28: Advice on taxes,accounting or management information systems,and
Q29: One problem with conflicts of interest is
Q35: Conflicts of interest is a type of
Q44: The Dodd-Frank Wall Street Reform and Consumer
Q45: Of the remedies for conflicts of interest,