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A(n)__________ Is Defined Under the 1933 Act as Any Person

Question 7

Multiple Choice

A(n) __________ is defined under the 1933 Act as any person who has purchased from an issuer with a view to,or offers or sells for an issuer in connection with,the distribution of any security.


A) investment banker
B) underwriter
C) dealer
D) secondary seller

Correct Answer:

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