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    Exam 5: Financial Services: Mutual Funds and Hedge Funds
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    The Investment Advisors Act of 1940 Sets Out Rules to Prevent
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The Investment Advisors Act of 1940 Sets Out Rules to Prevent

Question 47

Question 47

True/False

The Investment Advisors Act of 1940 sets out rules to prevent conflicts of interest, fraud, and excessive fees or charges for mutual fund shares.

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