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As a Result of Illegal and Abusive Activities in Recent

Question 109

Multiple Choice

As a result of illegal and abusive activities in recent years, new rules and regulations were imposed on mutual fund companies in 2004.These rules were intended to


A) close legal loopholes that some fund managers had abused.
B) improve fund governance.
C) give investors more information about conflicts of interest.
D) ensure the accuracy of information given to regulators.
E) All of the options.

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