Mandy Had His Securities License Suspended by the Securities Commission

Multiple Choice

Mandy had his securities license suspended by the securities commission, yet she continues to buy and sell stock as an investment dealer. Mandy certainly

A) will face private discipline by the investment house where he is an agent.
B) will have all his stock trades cancelled and/or reversed.
C) has committed a criminal offence.
D) will be barred for life from working in the securities industry in Canada.
E) must go up before the discipline committee of the securities commission.