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    The Legal Environment of Business Study Set 3
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    Exam 23: Rules Governing the Issuance and Trading of Securities
  5. Question
    State Laws Require That Securities Be Registered (Or Qualified) with Authorities
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State Laws Require That Securities Be Registered (Or Qualified) with Authorities

Question 43

Question 43

Multiple Choice

State laws require that securities be registered (or qualified) with authorities.


A) state, not federal
B) federal, not state
C) both state and federal
D) neither state nor federal

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