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Which One of the Following Prohibits Fraudulent and Unfair Behavior

Question 69

Multiple Choice

Which one of the following prohibits fraudulent and unfair behavior such as sales practice abuses and insider trading?


A) The Securities Act of 1933.
B) The Securities Exchange Act of 1934.
C) The Investment Company Act of 1940.
D) The Investment Advisers Act of 1940.
E) The Sarbanes-Oxley Act of 2002.

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