Multiple Choice
Which one of the following statements about stockbrokers is correct?
A) Stockbrokers act as dealers in the securities they trade.
B) Stockbrokers must be licensed by the Australian Securities and Investments Commission.
C) Stockbrokers execute trades on the floor of the Australian Securities Exchange on behalf of account executives.
D) Stockbrokers are regulated by financial consultants.
Correct Answer:
Verified
Correct Answer:
Verified
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