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A Floor Broker on the NYSE Does Which One of the Following

Question 65

Multiple Choice

A floor broker on the NYSE does which one of the following?


A) Supervises the commission brokers of a specific financial firm
B) Trades for his or her own personal inventory
C) Executes orders on behalf of customers
D) Maintains an inventory and assumes the role of a market maker
E) Is charged with maintaining a liquid, orderly market

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