True/False
Mere promotion of a security makes a person a seller and,therefore,liable under section 5 of the 1933 Act based upon the sale of a security without an effective registration statement or by means of a noncomplying prospectus.
Correct Answer:
Verified
Correct Answer:
Verified
Q6: Under the Sarbanes-Oxley Act,discriminating against or discharging
Q7: CASE 21.3In re Lehman Bros.Mortgage-Backed Securities Litigation
Q8: "Crowdfunding" is an internet-based,fund-raising method certain startups
Q9: Fact Pattern 21-1<br>Joan enjoys cross stitching, and
Q10: A _ offering of securities is a
Q12: A company that decides to abandon a
Q14: The _ is the private offering counterpart
Q15: Which of the following is NOT true
Q16: Which of the following activities are NOT
Q43: A prospectus is a selling document as