A Securities Dealer Is A(n)

Multiple Choice

A securities dealer is a(n) :

A) intermediary who arranges trades between a buyer and a seller.
B) trader who buys and sells from his or her inventory.
C) firm which charges a commission for arranging a transaction.
D) person who buys securities for his or her own account on an exchange floor.
E) trader who transacts business on behalf of a securities issuer.