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    Exam 18: Governance and Regulation: Securities Law
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    Who Is Liable for a Section 11 Violation
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Who Is Liable for a Section 11 Violation

Question 130

Question 130

Multiple Choice

Who is liable for a Section 11 violation?


A) directors
B) officers
C) only directors who sign the registration statement
D) both a and b
E) none of the above

Correct Answer:

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