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    Exam 18: Governance and Regulation: Securities Law
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    The Scienter Required for Proof of a 10(b)violation Is
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The Scienter Required for Proof of a 10(b)violation Is

Question 108

Question 108

Multiple Choice

The scienter required for proof of a 10(b) violation is:


A) intent to defraud.
B) gross negligence.
C) negligence.
D) a or b

Correct Answer:

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