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Which of the Following Permits the SEC to Exempt Persons

Question 64

Multiple Choice

Which of the following permits the SEC to exempt persons, securities, and transactions from securities regulations?


A) The Sarbanes-Oxley Act of 2002
B) The Securities Acts Amendments of 1990
C) The Market Reform Act of 1990
D) The Securities Enforcement Remedies and Penny Stock Reform Act of 1990
E) The National Securities Markets Improvement Act of 1996

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