Multiple Choice
Which of the following is NOT addressed by the Dodd-Frank Act?
A) Liquidation of non-bank financial companies such as insurance companies.
B) Limits upon speculative investing by federally insured banks.
C) Written certifications of financial statements by the CEO and CFO.
D) Registration of hedge funds with the SEC.
Correct Answer:

Verified
Correct Answer:
Verified
Q4: Companies that perform well<br>A) can sell their
Q9: Agency theory would imply that conflicts are
Q11: Professors Harry Markowitz and William Sharpe received
Q16: The Sarbanes-Oxley Act was passed in an
Q17: Increased productivity due to technology has<br>A)increased corporations'
Q18: Insider trading occurs when<br>A)someone has information not
Q34: Existing securities are traded in the secondary
Q50: The first Nobel Prizes given to finance
Q104: Capital markets refer to those markets dealing
Q114: New issues are sold in the secondary