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    Understanding Business
  4. Exam
    Exam 19: Using Securities Markets for Financing and Investing Opportunities
  5. Question
    A ________ Is a Registered Representative Acting as an Intermediary
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A ________ Is a Registered Representative Acting as an Intermediary

Question 309

Question 309

Multiple Choice

A ________ is a registered representative acting as an intermediary to buy and sell securities for clients.


A) certified stock underwriter
B) stockbroker
C) securities banker
D) trading accountant

Correct Answer:

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