Multiple Choice
Which of the following would NOT be exempt from registration under the 1933 Securities Act?
A) An offering restricted to the residents of the state in which the issuing company is a resident and doing business.
B) An offering by a noninvestment company issuer for $4 million in securities over 12 months without general advertising or general solicitation.
C) An offering of limited partnership tax shelters.
D) A private offering to sophisticated investors who will not redistribute them.
Correct Answer:
Verified
Correct Answer:
Verified
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