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    Business Law and the Regulation of Business Study Set 2
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    Exam 39: Securities Regulation
  5. Question
    Under the 1934 Act, Willful Violations May Result In
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Under the 1934 Act, Willful Violations May Result In

Question 14

Question 14

Multiple Choice

Under the 1934 Act, willful violations may result in:


A) a fine of up to $10 million for an individual.
B) imprisonment of up to no more than ten years.
C) a fine of up to $25 million for a corporation.
D) All of these.

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