Multiple Choice
Which of the following actions can the SEC take if there is a violation of Section 14 on proxy solicitation?
A) An injunction preventing the vote with the proxies
B) "Unwinding" the election results
C) Order reimbursement of costs for second solicitation by the party who violated Section 14
D) The SEC can take any of the above actions.
Correct Answer:

Verified
Correct Answer:
Verified
Q1: Which state passed the first securities law?<br>A)California<br>B)Kansas<br>C)New
Q3: Ralph Newsome is an employee at Quest
Q7: Blue sky laws never allow for a
Q11: Why is the definition of "securities" so
Q15: Under Sarbanes-Oxley, a company must file an
Q76: Which of the following is
Q99: A Section 12 violation results from making
Q116: A false prospectus is covered under Section
Q141: Section 404 of Sarbanes-Oxley is the section
Q142: Only directors can be held liable for