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    Financial Markets and Institutions Study Set 7
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    Exam 10: Stock Offerings and Investor Monitoring
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    ____ Are Employed by Brokerage Firms and Execute Orders for Clients
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____ Are Employed by Brokerage Firms and Execute Orders for Clients

Question 76

Question 76

Multiple Choice

____ are employed by brokerage firms and execute orders for clients on the NYSE. ​


A) Specialists
B) Commission brokers
C) Venture managers
D) Dealers

Correct Answer:

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