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    Exam 12: Market Microstructure and Strategies
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    The Division of ____ of the SEC Assesses Possible Violations
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The Division of ____ of the SEC Assesses Possible Violations

Question 21

Question 21

Multiple Choice

The Division of ____ of the SEC assesses possible violations of SEC regulations and can take action against individuals or firms.


A) Corporation Finance
B) Enforcement
C) Administration
D) Trading and Markets

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