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    Legal Environment of Business
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    Exam 23: Rules Governing the Issuance and Trading of Securities
  5. Question
    Under the Securities Act of 1933, ________ Allows the Securities
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Under the Securities Act of 1933, ________ Allows the Securities

Question 42

Question 42

Multiple Choice

Under the Securities Act of 1933, ________ allows the Securities and Exchange Commission to exempt offerings not exceeding $5 million.


A) Section 11(a)
B) Section 17(a)
C) Section 3(b)
D) Section 6(b)

Correct Answer:

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