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    Exam 11: Investment Planning
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    Which of the Following Securities Laws Regulates the Sale of Mutual
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Which of the Following Securities Laws Regulates the Sale of Mutual

Question 3

Question 3

Multiple Choice

Which of the following securities laws regulates the sale of mutual fund shares?


A) The Securities Act of 1933
B) The Securities and Exchange Act of 1934
C) The Investment Company Act of 1940
D) The Sarbanes-Oxley Act of 2002
E) The Securities Investor Protection Act of 1970

Correct Answer:

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