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Where Dealing Through an Intermediary with an Unidentified Principal, the Model

Question 110

Multiple Choice

Where dealing through an intermediary with an unidentified principal, the Model Code recommends:


A) It is good practice for compliance, legal or credi
B) Management should have in place a clear written po
C) Management needs to be aware of the risks involved
D) All of the above.

Correct Answer:

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