Multiple Choice
How long does the Model Code recommend that tape recordings of dealers/brokers should be kept?
A) At least 2 months
B) One year
C) Up to one month
D) Until the maturity of the deal
Correct Answer:

Verified
Correct Answer:
Verified
Related Questions
Q175: Where repos or securities lending transactions are
Q176: A broker offers a dealer an incentive
Q177: What type of institution is the typical
Q178: Which of the following is not in
Q179: 3-month EUR/USD FX swaps are quoted to
Q181: Dealers should not conduct dealing activities outside
Q182: If GBP/USD is 1.5350-53 and USD/JPY is
Q183: Management policy on the use of mobile
Q184: Lending for 3 months and borrowing for
Q185: Convert 8.25% quoted on a semi- annually