Multiple Choice
What is the policy of the Model Code on drugs, alcohol and other substance abuse in the dealing room?
A) Management is to proximately inform the local regulator of any suspected drug abuse in either the front office or operations department.
B) The chief dealer must inform the ACI's Committee for Professionalism as soon as he suspects any drug or alcohol abuse in his dealing room.
C) Policies should be developed and clearly announced, including penalties for individuals who are found to be substance abusers.
D) Management should take all reasonable steps to stop the abuse of drugs, including alcohol and other substances.
Correct Answer:

Verified
Correct Answer:
Verified
Q16: What is meant by "turn of the
Q17: Which of the following is a Eurocurrency
Q18: Which type of repo is the most
Q19: An interest rate swap is:<br>A) A contract
Q20: If a dealer has any intention of
Q22: You have borrowed at 3-month LIBOR+50. LIBOR
Q23: What happens when the issuer of a
Q24: You and a dealer at another bank
Q25: What is the ISO code for the
Q26: How are Overnight Indexed Swaps settled?<br>A) periodic