Management Has a Specific Responsibility to Issue Guidelines to Staff

Multiple Choice

Management has a specific responsibility to issue guidelines to staff on transacting after-hours and off-premises. Which of the following does the Model Code suggest?

A) Dealing should only be allowed during normal trading hours.
B) It is not recommended that an unofficial close of business be specified for each trading day.
C) There should be clear written guidelines regarding the limit and type of deals that are permitted after normal hours or off-premises.
D) All after-hours and off-premises transactions must be dealt exclusively with the dealer's personal mobile phones