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Extended Trading Hours and Off-Premises Dealing Can Involve Additional Hazards

Question 120

Multiple Choice

Extended trading hours and off-premises dealing can involve additional hazards, the avoidance of which requires clear controls. The Model Code prescribes best market practice. Which of thefollowing is true?


A) Off-premises dealing should be strictly prohibited.
B) After-hours trading should be prohibited.
C) Deals transacted after normal business hours or off-premises should only be undertaken on mobile phones approved by management.
D) Deals transacted after normal business hours or off-premises either by mobile phones or any other equipment should only be undertaken with the approval of management.

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