Multiple Choice
Extended trading hours and off-premises dealing can involve additional hazards, the avoidance of which requires clear controls. The Model Code prescribes best market practice. Which of thefollowing is true?
A) Off-premises dealing should be strictly prohibited.
B) After-hours trading should be prohibited.
C) Deals transacted after normal business hours or off-premises should only be undertaken on mobile phones approved by management.
D) Deals transacted after normal business hours or off-premises either by mobile phones or any other equipment should only be undertaken with the approval of management.
Correct Answer:

Verified
Correct Answer:
Verified
Q115: What needs to be done in the
Q116: If a broker refers to "the payer
Q117: A US security yields 7% on an
Q118: If the value of the collateral in
Q119: Selling a FRA has the same interest
Q121: If manual trade capture methods are used,
Q122: A forward/forward FX swap:<br>A) is a contract
Q123: When considering interest rate risk in the
Q124: You have quoted spot USD/CHF at 0.9423-26.
Q125: You hear from a client of good