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Deals Transacted Directly or Via a Broker Prior to 5:00

Question 569

Multiple Choice

Deals transacted directly or via a broker prior to 5:00 am Sydney time on Monday morning:


A) are invalid
B) must be approved by senior management before confirmation
C) cannot be entered into without the approval of the local regulator
D) are not considered to have been done in normal conditions or normal market hours

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