Multiple Choice
When an employee executes a personal trade in advance of a client's or institution's order to benefit from the anticipated movement in the market price following the execution of a large trade, it is called:
A) front running
B) ex ante trading
C) insider dealing
D) forward-facing
Correct Answer:
Verified
Correct Answer:
Verified
Q291: An option granted by the seller that
Q292: Under Basel rules the meaning of CCF
Q293: The use of standard settlement instructions (SSI's)
Q294: Where repos or securities lending transactions are
Q295: The Liquidity Coverage Ratio imposed by Basel
Q297: As to general risk management principles, the
Q298: You buy a 30-day 4% CD with
Q299: Are the forward points significantly affected by
Q300: What is Funds Transfer Pricing in the
Q301: Confirmations of non-prime brokerage deals using CLS