Multiple Choice
Which of the following is not in the Model Code?
A) Banks and brokers should record, by tapes or other such means, conversations between dealing counterparties.
B) There is no need to inform new counterparties and clients that conversations will be recorded.
C) On completion of recordings, tapes should be kept for a period sufficient to enable the details of any transaction contained therein to be confirmed.
D) The storage of recorded tapes should be strictly managed to prevent their contents from being tampered with.
Correct Answer:

Verified
Correct Answer:
Verified
Q30: If 6-month EUR/AUD is quoted at 29/32,
Q31: What steps will the CFP of the
Q32: The intrinsic value of a long call
Q33: The risk associated with a stock or
Q34: If you buy GBP 2,000,000 against USD
Q36: Dealers should not conduct dealing activities outside
Q37: You are quoted the following market rates:
Q38: How long does the Model Code recommend
Q39: The Model Code recommends that when banks
Q40: Does the slope of the interest yield