When Dealing with Customers, Financial Market Professionals Are Advised by the Model

Multiple Choice

When dealing with customers, financial market professionals are advised by the Model Code to clarify that all transactions are entered into solely at each partys risk by explicitly agreeing in writing that:

A) The customer understands the structure of the transaction.
B) The customer has made its own assessment and independent decision to enter into the transaction and is doing so at its own risk and for its own account.
C) No fiduciary or advisory relationship exists between the parties, and all the information is has received is not to be construed as investment advice or a recommendation to transact.
D) All of the above.