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    Certification
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    American Bankers Association (ABA)
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    Exam 2: Certified Trust and Financial Advisor
  5. Question
    A Person Who Buys and Sells Securities on Behalf of Clients
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A Person Who Buys and Sells Securities on Behalf of Clients

Question 318

Question 318

Multiple Choice

A person who buys and sells securities on behalf of clients and gives them investment advice and information is called:


A) Stockholder
B) Account executive
C) Financial consultant
D) All are one and the same

Correct Answer:

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