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    Institute of Internal Auditors (IIA)
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    Exam 1: Certified Financial Services Auditor
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    Some Specific Requirements of Securities and Exchange 1934 Act Are
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Some Specific Requirements of Securities and Exchange 1934 Act Are

Question 49

Question 49

Multiple Choice

Some specific requirements of securities and exchange 1934 Act are:


A) Registration Requirement
B) Credit Regulation
C) Manipulation and Deception
D) All of these

Correct Answer:

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