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With Regard to a Corporation's Delivery of Securities Documents to Investors

Question 37

Multiple Choice

With regard to a corporation's delivery of securities documents to investors and to the SEC:


A) the SEC does not permit issuers of securities to deliver documents to investors electronically since the issuer cannot assume that all investors have computers and want to receive data this way.
B) almost all filings with the SEC must be made electronically using the EDGAR system.
C) companies have the option of communicating with investors by simply posting information on their Web sites.
D) filing with the SEC can be done electronically only if the standards of consent, notice, and access are met.

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