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Under the 1934 Act,an Issuer Must Register with the SEC

Question 10

Multiple Choice

Under the 1934 Act,an issuer must register with the SEC if:


A) it completes a public offering under the 1933 Act.
B) its securities are traded on a national exchange.
C) it has at least 500 shareholdres and total assets that exceed $10 million.
D) All of the above.

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