Multiple Choice
In carrying out their duties, specialists ________.
A) simply fill customer market orders or limit or stop orders by similar orders.
B) are allowed to engage in transactions in securities in which they are registered unless such transactions are necessary to maintain a fair and orderly market.
C) profit only from those trades in which they are involved; that is, they realize revenue for trades in which they are an agent.
D) None of these
Correct Answer:
Verified
Correct Answer:
Verified
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