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    Financial System and the Economy Principles
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    Exam 12: Regulation of the Banking System and the Financial Services Industry
  5. Question
    The Investment Company Act of 1940 Gave the Regulatory Control
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The Investment Company Act of 1940 Gave the Regulatory Control

Question 90

Question 90

Multiple Choice

The Investment Company Act of 1940 gave the regulatory control over mutual funds to the


A) Federal Reserve.
B) Office of the Comptroller of the Currency.
C) Securities and Exchange Commission (SEC) .
D) U.S. Treasury.

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