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    Financial System and the Economy Principles
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    Exam 12: Regulation of the Banking System and the Financial Services Industry
  5. Question
    The Securities and Exchange Commission (SEC) Regulates
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The Securities and Exchange Commission (SEC) Regulates

Question 54

Question 54

Multiple Choice

The Securities and Exchange Commission (SEC) regulates


A) financial options.
B) mutual funds.
C) securities markets, including brokers and dealers.
D) All of the above are correct.

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