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    Exam 33: Regulation of Issuance: The Securities Act of 1933
  5. Question
    During the Waiting Period, the SEC May Issue a __________
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During the Waiting Period, the SEC May Issue a __________

Question 51

Question 51

Multiple Choice

During the waiting period, the SEC may issue a __________ that prevents the registration from taking effect.


A) refusal order
B) petition order
C) sale order
D) control order

Correct Answer:

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